The GAO Report on the Cycle-of-Abuse Theory

Cycle of Sexual Abuse: Research Inconclusive About Whether Child Victims

Become Adult Abusers (Letter Report, 09/13/96, GAO/GGD-96-178).

 

Pursuant to a congressional request, GAO reviewed research studies

regarding the cycle of sexual abuse, focusing on the likelihood that

individuals who are victims of sexual abuse as children will become

sexual abusers of children in adulthood.

 

GAO found that: (1) there was no consensus among the 23 retrospective

and 2 prospective studies reviewed that childhood sexual abuse led

directly to the victim becoming an adult sexual abuser; (2) the

retrospective studies, which sought to determine whether a sample of

known sex offenders had been sexually abused as children, differed

considerably in the types of offenders studied, use of control or

comparison groups, and definition and reporting of childhood sexual

abuse; (3) although some of the retrospective studies concluded that

childhood sexual abuse may increase the risk that victims will commit

sexual abuse later, most of the studies noted that the majority of sex

offenders had not been sexually abused as children; (4) the prospective

studies, which tracked sexually abused children into adulthood to

determine how many became sex offenders, studied sample populations that

may not be representative of the entire population of childhood sexual

abuse victims; and (5) the prospective studies found that victims of

childhood sexual abuse were not more likely than nonvictims to be

arrested for sex offenses.

 

--------------------------- Indexing Terms -----------------------------

 

 REPORTNUM:  GGD-96-178

     TITLE:  Cycle of Sexual Abuse: Research Inconclusive About Whether

             Child Victims Become Adult Abusers

      DATE:  09/13/96

   SUBJECT:  Child abuse

             Sexual abuse

             Behavioral sciences research

             Criminals

             Sex crimes

             Adults

             Arrests

 

 

******************************************************************

** This file contains an ASCII representation of the text of a  **

** GAO report.  Delineations within the text indicating chapter **

** titles, headings, and bullets are preserved.  Major          **

** divisions and subdivisions of the text, such as Chapters,    **

** Sections, and Appendixes, are identified by double and       **

** single lines.  The numbers on the right end of these lines   **

** indicate the position of each of the subsections in the      **

** document outline.  These numbers do NOT correspond with the  **

** page numbers of the printed product.                         **

**                                                              **

** No attempt has been made to display graphic images, although **

** figure captions are reproduced.  Tables are included, but    **

** may not resemble those in the printed version.               **

**                                                              **

** Please see the PDF (Portable Document Format) file, when     **

** available, for a complete electronic file of the printed     **

** document's contents.                                         **

**                                                              **

** A printed copy of this report may be obtained from the GAO   **

** Document Distribution Center.  For further details, please   **

** send an e-mail message to:                                   **

**                                                              **

**                    <info@www.gao.gov>                        **

**                                                              **

** with the message 'info' in the body.                         **

******************************************************************

 

Cover

================================================================ COVER

 

Report to the Chairman, Subcommittee on Crime, Committee on the

Judiciary, House of Representatives

 

September 1996

 

CYCLE OF SEXUAL ABUSE - RESEARCH

INCONCLUSIVE ABOUT WHETHER CHILD

VICTIMS BECOME ADULT ABUSERS

 

GAO/GGD-96-178

 

Cycle of Sexual Abuse Research Results

 

(183607)

 

Abbreviations

=============================================================== ABBREV

 

Letter

=============================================================== LETTER

 

B-272972

 

September 13, 1996

 

The Honorable Bill McCollum

Chairman, Subcommittee on Crime

Committee on the Judiciary

House of Representatives

 

Dear Mr.  Chairman:

 

This is our third and final report responding to your request that we

review and synthesize the current state of research knowledge on ways

to prevent sex crimes against children.  Our first report, issued on

June 21, 1996, summarized reviews of the research literature on the

effectiveness of treatment programs in reducing the recidivism of sex

offenders.\1 Our second report, issued on July 26, 1996, summarized

reviews of the research literature on the effectiveness of education

programs designed to help children avoid becoming victims of sexual

abuse.\2 This report summarizes the results of, and discusses the

methodologies used in, the studies that have been done on the cycle

of sexual abuse--that is, on the likelihood that individuals who were

victims of sexual abuse as children will become sexual abusers of

children in adulthood.

 

This report does not address a follow-on question that you raised

concerning ways to prevent sexually abused children from becoming

adult sexual offenders against children, because the existence of a

cycle of sexual abuse was not established by the research studies we

reviewed.

 

--------------------

\1 Sex Offender Treatment:  Research Results Inconclusive About What

Works to Reduce Recidivism (GAO/GGD-96-137, June 21, 1996).

 

\2 Preventing Child Sexual Abuse:  Research Inconclusive About

Effectiveness of Child Education Programs (GAO/GGD-96-156, July 26,

1996).

 

   BACKGROUND

------------------------------------------------------------ Letter :1

 

Sexual abuse can have negative consequences for children during the

time of abuse as well as later in life, according to several recent

research reviews.\3 Initial effects reportedly have included fear,

anxiety, depression, anger, aggression, and sexually inappropriate

behavior in at least some portion of the victim population.

Long-lasting consequences reportedly have included depression,

self-destructive behavior, anxiety, feelings of isolation and stigma,

poor self-esteem, difficulty in trusting others, a tendency toward

revictimization, substance abuse, and sexual maladjustment.

 

In addition, researchers have noted that there is widespread belief

that there is a "cycle of sexual abuse," such that sexual

victimization as a child may contribute to perpetration of sexual

abuse as an adult.  Such a pattern is consistent with social learning

theories--which posit that children learn those behaviors that are

modeled for them--and also with psychodynamic theories--which suggest

that abusing others may help victimized individuals to overcome

childhood trauma.  Critics have argued that empirical support for the

cycle of sexual abuse is weak, and that parents are unduly frightened

into thinking that little can be done to mitigate the long-term

effects of sexual abuse.  There remain many unanswered questions

about the risk posed by early sexual victimization, as well as about

the conditions and experiences that might increase this risk (such as

number of victimization experiences, age of the victim at the time of

the abuse, and whether the abuse was perpetrated by a family member).

There are also questions about factors that may prevent victimized

children from becoming adult perpetrators (such as support from

siblings and parents or positive relationships with other authority

figures).  Answers to such questions would be useful in developing

both prevention strategies and therapeutic interventions.

 

Studying the relationship between early sexual victimization and

later perpetration of sexual abuse is methodologically difficult.  If

researchers take a retrospective approach, and ask adult sex

offenders whether they experienced childhood sexual abuse, there are

problems of selecting a representative sample of offenders, finding

an appropriate comparison group of adults who have not committed sex

offenses but are similar to the study group in other respects,

minimizing errors that arise when recalling traumatic events from the

distant past, and dealing with the possibility that offenders will

purposely overreport childhood abuse to gain sympathy or underreport

abuse to avoid imputations of guilt.  A prospective

approach--selecting a sample of children who have been sexually

abused and following them into adulthood to see whether they become

sexual abusers--overcomes some of the problems of the retrospective

approach, but it is a costly and time-consuming solution.  In

addition, researchers choosing the prospective approach still face

the challenge of disentangling the effects of sexual abuse from the

effects of other possible problems and stress-related factors in the

backgrounds of these children (e.g., poverty, unemployment, parental

alcohol abuse, or other inadequate social and family functioning).

This requires the selection of appropriate comparison groups of

children who have not been sexually abused and children who have

faced other forms of maltreatment, as well as the careful measurement

of a variety of other explanatory factors.

 

--------------------

\3 See J.  H.  Beitchman et al., "A Review of the Long-Term Effects

of Child Sexual Abuse," Child Abuse and Neglect, Vol.  XVI (1992),

pp.  101-118; A.  Browne and D.  Finkelhor, "Impact of Child Sexual

Abuse:  A Review of the Research," Psychological Bulletin, Vol.

XCIX, No.  1 (1986), pp.  66-77; and D.  Finkelhor, "Early and

Long-Term Effects of Child Sexual Abuse:  An Update," Professional

Psychology:  Research and Practice, Vol XXI, No.  5 (1990), pp.

325-330.

 

   RESULTS IN BRIEF

------------------------------------------------------------ Letter :2

 

We identified 25 studies that provided quantitative information

relevant to the question of whether persons who were sexually abused

as children were at heightened risk of becoming sexual abusers of

children in adulthood.  Of these studies, 23 were retrospective--that

is, they began with a sample of known adult sex offenders of children

and sought to determine whether they were sexually abused themselves

during childhood.  Only two studies were prospective.  These began

with samples of sexually victimized children and tracked them into

adulthood to determine how many became sex offenders.

 

A number of the retrospective studies found that a substantial

percentage of adult sex offenders of children said they had been

sexually abused as children.  However, a majority of the studies

found that most offenders said they had not been sexually abused

during childhood.  These studies varied in terms of their estimates

of the percentages of such offenders who had been abused, from zero

to 79 percent, partly because of differences in the types of

offenders studied and in how childhood sexual abuse was defined and

measured.  In general, because they had several methodological

shortcomings, these studies offered insufficient evidence that being

sexually abused as a child led directly to the victim's becoming an

adult sex offender.  The two prospective studies employed analytic

methods that were better suited to establishing such a link than were

the retrospective studies.  Respectively, about 7 percent and 26

percent of sexually abused children in these studies were found to be

sex offenders as adults.  However, the various design and measurement

problems of the prospective studies precluded the drawing of

definitive conclusions from them as well.

 

Nevertheless, overall, the retrospective studies, prospective

studies, and research reviews indicated that the experience of

childhood sexual victimization is quite likely neither a necessary

nor a sufficient cause of adult sexual offending.  The two

prospective studies concluded that the majority of victims of sexual

abuse during childhood did not become sex offenders as adults.

Therefore, childhood sexual victimization would not necessarily lead

to adult sexual offending.  In addition, the majority of

retrospective studies concluded that most adult sex offenders against

children did not report that they were sexually victimized as

children.  Therefore, childhood sexual victimization would probably

not be sufficient to explain adult sexual offending.  While some

studies indicated that sexual victimization in childhood may increase

the risk that victims will become sexual offenders as adults, other

studies found that many other conditions and experiences might also

be associated with an increased risk.  For example, one prospective

study we reviewed found that children who were neglected were even

more likely than children who were sexually abused to commit sex

offenses as adults.

 

   SCOPE AND METHODOLOGY

------------------------------------------------------------ Letter :3

 

We collected, reviewed, and analyzed information from available

published and unpublished research on the cycle of sexual abuse.

Identifying the relevant literature involved a multistep process.

Initially, we identified experts in the sex offense research field by

contacting the Department of Justice's Office of Juvenile Justice and

Delinquency Prevention and Office of Victim Assistance, the National

Institute of Mental Health's Violence and Traumatic Stress Branch,

the American Psychological Association, and academicians selected

because of their expertise in the area.  These contacts helped

identify experts in the field, who in turn helped identify other

experts.  We also conducted computerized searches of several on-line

databases, including ERIC (the Education Resources Information

Center), NCJRS (the National Criminal Justice Reference Service),

PsycINFO,\4 Dissertation Abstracts, and the National Clearinghouse on

Child Abuse.

 

We identified 40 articles on the cycle of sexual abuse issued between

1965 and 1996.  Four of these reviewed the literature in the area; of

these, two were published in 1988, one was published in 1990, and one

was published in 1991.  Of the remaining articles, 23 presented

findings from retrospective research studies, which began with a

sample of known adult sex offenders of children and sought to

determine (by asking the offenders) whether they were sexually abused

during childhood.  Another four presented findings from two

prospective research studies, which began with samples of sexually

victimized children and tracked them into adulthood to determine how

many became sex offenders.  Of the original 40 articles, we excluded

5 because they presented findings only, or primarily, on adolescent

sex offenders against children, and an additional 4 because we were

unable to obtain them.

 

For the studies in our review, we recorded the quantitative results,

summarized the methodologies used, and summarized the authors'

conclusions about the cycle of sexual abuse.  Each study was reviewed

by two social scientists with specialized doctoral training in

evaluation research methodology.  Conclusions in this report are

based on our assessment of the evidence presented in these studies.

 

We sent the list of research articles to two experts, both of whom

have done extensive research in the field, to confirm the

comprehensiveness of our list of articles.  In addition, as a final

check, we conducted a second search of computerized on-line databases

in March 1996 to ensure that no new research articles or reviews had

been published since our original search in October 1995.

 

We sent a draft copy of our report for comment to the two experts

previously consulted, as well as to one additional expert, to ensure

that we had presented the information about the research studies

accurately.\5 Their technical comments were incorporated where

appropriate.  We did not send a draft to any agency or organization

because we did not obtain information from such organizations for use

in this study.  We did our work between October 1995 and August 1996

in accordance with generally accepted government auditing standards.

 

--------------------

\4 A database of the American Psychological Association covering the

literature in psychology and the behavioral sciences.

 

\5 The two experts who reviewed the comprehensiveness of our list of

articles were Dr.  R.  Karl Hanson, Senior Research Officer in

Corrections Research at the Department of the Solicitor General of

Canada, and Dr.  Cathy Spatz Widom, Professor of Criminal Justice and

Psychology at the State University of New York at Albany.  The third

expert consulted was Dr.  Robert A.  Prentky, Director of Clinical

and Forensic Services at the Joseph J.  Peters Institute in

Philadelphia.

 

   RESULTS INCONCLUSIVE ABOUT THE

   RELATIONSHIP BETWEEN CHILDHOOD

   SEXUAL VICTIMIZATION AND ADULT

   SEXUAL OFFENDING AGAINST

   CHILDREN

------------------------------------------------------------ Letter :4

 

There was no consensus among the studies we reviewed that being

sexually abused as a child led directly to the victim's becoming an

adult sexual abuser of children.  However, some studies did conclude

that it might increase the risk that victims would commit sexual

abuse later.  A majority of the retrospective studies noted that most

sex offenders had not been sexually abused as children, and the two

prospective studies showed that the majority of victims of sexual

abuse during childhood did not become sex offenders as adults.  The 4

review articles we obtained, which collectively covered roughly

two-thirds of the 25 studies we reviewed, concluded that the evidence

from these studies was insufficient to establish that being sexually

abused as a child is either a necessary or a sufficient condition for

the victim's becoming a sexual abuser as an adult.

 

      RETROSPECTIVE STUDIES VARIED

      IN GROUPS STUDIED,

      DEFINITIONS OF SEXUAL ABUSE

      USED, AND RESULTS OBTAINED

---------------------------------------------------------- Letter :4.1

 

We reviewed 23 retrospective studies.  Appendix I provides additional

information on these studies.\6 All but one of the retrospective

studies focused on adult male sex offenders, and in most studies the

offenders sampled were imprisoned or in some type of treatment

program.  However, these studies varied considerably in the types of

child sexual abusers studied, whether control or comparison groups

were used, and if so, the types of individuals in these groups.\7

 

The retrospective studies also varied considerably in their findings

and conclusions.  The percent of adult sex offenders against children

identified as being sexually abused as children themselves ranged

from zero to 79 percent.  This variation partially reflects

differences across studies in how childhood sexual abuse was defined,

as well as other differences in study methodology.\8 This variation

may also reflect the differences in the types of child sex offenders

studied.  For example, both Hanson and Slater (1988) and Garland and

Dougher (1988) concluded from their reviews of retrospective studies

that offenders who selected male children as victims were more likely

to have been sexually abused themselves than were offenders against

female children.

 

A few of the studies found that sex offenders of children were more

likely to have been sexually abused as children than were members of

control groups composed of noninstitutionalized nonoffenders.

However, many studies found that, when compared with other types of

sex offenders (e.g., rapists or exhibitionists) and other types of

nonsexual offenders (i.e., men incarcerated for nonsexual crimes),

adult sex offenders of children were not necessarily more likely to

have been sexually abused as children.

 

According to several researchers, the relationship between childhood

sexual victimization and adult perpetration of sexual offenses

against children is complex and requires measurement and analysis of

a host of factors.  For example, it has been postulated that adult

sexual offending is not simply a result of the experience of

childhood sexual victimization, but also of other factors such as age

at onset of the abuse, nature of the abuse, stability of the

caregiver, and/or physical abuse.\9 Studies that collect data on such

additional factors may add to our understanding of what types of

sexual abuse, perpetrated under what conditions against what types of

child victims, are associated with what types of adult sexual

offending against what types of victims under what types of

conditions.  However, while such retrospective studies can help

explore factors possibly related to adult sexual offending, they

cannot establish the importance of these factors in predicting adult

sexual offending.  The reason for this is discussed in the following

section.

 

--------------------

\6 R.  K.  Hanson and S.  Slater (1988) and R.  K.  Hanson (1991)

reviewed 14 of the 23 retrospective studies covered in this report,

and 5 others.  R.  J.  Garland and M.  J.  Dougher (1988) reviewed 7

of these 23 studies, and 2 others.  L.  M.  Williams and D.

Finkelhor (1990) reviewed 3 of these 23 studies, and 3 others.  (See

bibliography for full citations.)

 

\7 Some studies looked at child sex offenders defined quite broadly,

while others looked at specific types of offenders (e.g., incestuous

fathers, homosexual pedophiles, or heterosexual pedophiles).  Some

studies did not use control or comparison groups.  Others compared

sex offenders to men incarcerated or in treatment for nonsexual

offenses, to men clinically depressed, to college students who dated

minimally, or to law enforcement officers, among others.  Seven of

the 23 studies compared sex offenders to a control group of

noninstitutionalized men drawn from the general population.

 

\8 Some studies simply asked study group members whether they had

been sexually abused as children, and left it to the individuals

themselves to determine what constituted sexual abuse.  Other studies

asked study group members whether they had been involved sexually as

children, or before age 13 or age 16, with a person 5 or more years

older than themselves.  Studies involving incest offenders sometimes

asked offenders whether they had been involved in incestuous

relationships as children.  However, these relationships may not have

involved older adults or may not have been coercive in nature.

Further, sexual abuse victimization experiences were not always

limited to acts involving physical contact.  For example, in one

study, childhood sexual victimization included being solicited by

adult males or females through words, gestures, or some other sexual

approach.

 

\9 See, for example, R.  A.  Prentky and R.  A.  Knight, "Age of

Onset of Sexual Assault:  Criminal and Life History Correlates," in

Sexual Aggression:  Issues in Etiology, Assessment, and Treatment,

eds.  G.  C.  N.  Hall, R.  Hirschman, J.  R.  Graham, and M.  S.

Zaragoza (Washington, D.C.:  Taylor and Francis, 1993), pp.  43-62;

and R.  A.  Prentky et al., "Developmental Antecedents of Sexual

Aggression," Development and Psychopathology, Vol.  I (1989), pp.

153-169.

 

      RETROSPECTIVE STUDIES HAD

      SEVERAL SHORTCOMINGS

---------------------------------------------------------- Letter :4.2

 

The retrospective studies we reviewed had several shortcomings that

precluded our drawing any firm conclusions about whether there is a

cycle of sexual abuse.  First, the studies focused on known sex

offenders of children (i.e., offenders who have been detected,

arrested, or convicted, or who had been referred or had presented

themselves for treatment), and these offenders may not be typical or

representative of all sex offenders against children.  Second,

self-reports of childhood sexual abuse obtained from known sex

offenders are of questionable validity.  Known offenders may be

motivated to overreport histories of abuse to gain sympathy or to

excuse their own offenses.\10 Third, where comparison or control

groups were used, attempts to match group members to sex offenders of

children on factors possibly related to being sexually abused or

abusive were typically limited; few of the studies attempted to

control for such factors statistically.

 

Finally, one of the major shortcomings of these retrospective studies

is that they cannot reveal how likely it is that a person who has

been sexually abused as a child will become a sexual abuser in

adulthood.  For example, even if 100 percent of sexual abusers of

children were sexually abused as children, this would not necessarily

mean that sexual abuse causes abused children to become abusers

themselves.  It may be that only a small percentage of sexually

abused children become sex offenders against children.  Determining

how likely victims of childhood sexual abuse are to become adult sex

offenders requires that a sample of sexually abused children be

followed forward in time, rather than the histories of sex offenders

be traced backward.

 

--------------------

\10 One research study suggested that some sex offenders may claim to

have been victims of child sexual abuse when they were not.  See:

Jan Hindman, "Research Disputes and Assumptions about Child

Molesters," National District Attorney Association Bulletin, Vol.

VII, No.  4 (1988), pp.  1-3.  Hindman studied convicted adult child

molesters treated at an Oregon clinic between 1980 and 1988.

Offenders were required to write a detailed sexual history, including

information on whether they were abused as children.  Since 1982,

offenders have also been told that they will be subject to polygraph

testing, that their written autobiography must conform with the

polygraph test, and that they will be sent back to jail if they do

not pass the test.  A higher percentage of offenders who wrote their

sexual histories before the polygraph requirement was instituted in

1982 claimed that they had been sexually victimized as children (67

percent) than of those who were told that their sexual histories

would have to conform with the polygraph test (29 percent).

 

      PROSPECTIVE STUDIES USED

      BETTER METHODOLOGIES, BUT

      RESULTS WERE INCONCLUSIVE

---------------------------------------------------------- Letter :4.3

 

Our review of the literature identified two research studies

(described in four articles) that have used a prospective approach in

examining the cycle of sexual abuse.  One of these studies is part of

a larger study of the cycle of violence.\11

 

Widom is the primary researcher in the larger study, which is still

ongoing.  It involves a cohort of 908 substantiated cases of child

abuse (physical and/or sexual) or neglect processed through the

courts between 1967 and 1971.\12 These abuse/neglect cases were

restricted to children who were 11 years of age or younger at the

time of the abuse or neglect incident.  They included 153 sexually

abused children, 160 physically abused children, and 697 neglected

children.\13 This prospective study also includes a control group of

667 individuals who had no record of abuse or neglect and who were

either born in the same hospitals or attended the same elementary

schools as the abused children.  The control and study group members

were matched on sex, age, race, and approximate family socioeconomic

status.

 

Local, state, and federal official arrest records containing

information recorded up to June 1994 were used to determine how many

of the study and control group members were arrested for sex

offenses.  Table 1 shows results pertaining to sex offenses from the

most recent analyses based on this larger study.\14 The study did not

distinguish whether the sex offense was perpetrated against a child

or an adult.\15

 

                                     Table 1

 

                      Results From the Research of Widom and

                     Colleagues on the Cycle of Sexual Abuse

 

Adult

arres     Odds              Odds              Odds           Odds

ts     ratio\a  Percent  ratio\a  Percent  ratio\a  Percent  ratio\a     Percent

-----  -------  -------  -------  -------  -------  -------  ----------  -------

Any        1.4     6.5%      1.4    11.0%      2.1    13.1%  Not            6.0%

 sex                                                          applicable

 crim

 e\b

Prost     3.7*     3.9%      0.9     1.4%     5.0*     3.6%  Not            0.6%

 itut                                                         applicable

 ion

Rape       1.9     4.2%      2.4     4.7%      1.8     3.6%  Not            2.1%

 or                                                           applicable

 sodo

 my\c

--------------------------------------------------------------------------------

Note 1:  When criminal history checks were conducted in 1994, fewer

than 1 percent of the individuals in the sample were under 25 years

of age.

 

Note 2:  An asterisk (*) denotes statistical significance.

 

\a Odds ratios reflect the differences between groups in the odds or

likelihood of becoming a sex offender.  For example, an odds ratio of

1.4 indicates that sexually abused children are nearly 1-1/2 times as

likely as children in the control group to become adult sex

offenders.  Odds ratios are based on logistic regression analysis,

with all three types of abuse in the equation (comparisons are with

controls).  These equations also control for age, sex, and race.

 

\b Sex crimes include prostitution, incest, child molestation, rape,

sodomy, assault and battery with intent to gratify, peeping, public

indecency, criminal deviant conduct, and contributing to the

delinquency of a minor.

 

\c Percentages and odds ratios are for males only.

 

Source:  Data provided by C.S.  Widom, 1996.

 

Compared to the control group, a higher percentage of those who had

been sexually abused, physically abused, or neglected as children

were arrested as adults for any sex crime, for prostitution, and

(among males) for rape or sodomy.  To determine how different the

study groups were from the control group, Widom statistically

controlled for such differences between the groups as age, race, and

sex; calculated odds ratios; and performed statistical tests.  The

results indicated that the differences between the sexually abused

group and the control group in the odds of arrest for any sex crime

or for rape or sodomy separately were not statistically significant.

Sexually abused children were significantly more likely to have been

arrested for prostitution, however.  Twenty-three to 27 years later,

sexually abused children were nearly four times more likely to have

been arrested for prostitution.  On the other hand, members of the

childhood neglect study group were significantly more likely than

members of the control group to have been arrested for any sex crime

or for prostitution.

 

Because it could allow researchers to discern the likelihood of

victims becoming abusers, the prospective approach is

methodologically superior to the retrospective approach.  Widom's

study, however, has several limitations.  First, published work from

the study has so far relied solely on official arrest data, which may

fail to identify some offenders (those who avoid detection or

arrest).\16 Second, the study groups of victimized children were

identified by using records of substantiated cases of abuse or

neglect that were processed through the state courts.  Such cases may

represent only the most severe instances of abuse and may not be

generalizable to all children who have been abused or neglected.\17

Finally, the number of sexually abused males in the abused/neglected

sample was small (a total of 24).  Statistical comparisons based on

small numbers of cases should be interpreted with caution, since

small sample sizes may not yield reliable estimates.

 

We located one other study that used a prospective design and

followed sexually victimized children into early adulthood.  This

study sampled 147 boys under the age of 14 who were seen in the

emergency room of an urban hospital because of sexual abuse between

1971 and 1975.\18 The researchers also collected data on a comparison

sample of boys of the same race and roughly the same age who were

seen in the same emergency room at roughly the same time for reasons

other than sexual abuse.  In the period 1992 to 1994, official

juvenile and adult arrest records for the entire victim and

comparison sample were collected, and the researchers attempted to

locate and interview as many of the men as possible.\19 Fifty of the

147 boys in the victim sample, and 56 of the 147 boys in the

comparison sample, were interviewed.  They were asked to self-report

instances of sex-offending, and were also asked a number of other

questions about their family of origin, sexual history, history of

sexual victimization, psychological functioning, drug and alcohol

use, and criminal behavior.\20

 

As shown in table 2, the study found little difference between the

victim and comparison samples in the percentages that were arrested

for, or that self-reported, sex offenses.  According to the

researchers, one explanation for this finding is that the victim and

comparison samples are not as different as originally intended with

respect to their having been victims of child sexual abuse.  For

instance, in the comparison group, 40 percent of the 56 men

interviewed reported that they had themselves been sexually abused.

Furthermore, 55 percent of the men in the victim sample did not

recall, or at least did not report to interviewers, that they had

been sexually abused.  When the researchers reanalyzed the data and

compared all victims (from both the victim sample and the comparison

sample) with the remaining nonvictimized members of the comparison

group, they did not find a significant difference between the two

groups in the likelihood of becoming a sex offender.  These findings

must also be interpreted with caution, however, because no-difference

findings are sometimes attributable to comparing small samples rather

than to a real absence of difference between groups.

 

                                Table 2

 

                 Results From the Research of Williams

                 and Colleagues on the Cycle of Sexual

                                 Abuse

 

                                                All sexual

                                                     abuse  Nonvictims

                        "Official"  "Official"     victims          in

                            victim  comparison       (both  comparison

                            sample      sample    samples)      sample

Outcome variable          (N = 50)    (N = 56)    (N = 69)    (N = 33)

----------------------  ----------  ----------  ----------  ----------

Arrested for sex               14%         13%         16%          6%

 offense\a

Self-reported sex               14          14          13          15

 offense\b

Any sex offense\c               26          20          24          18

----------------------------------------------------------------------

\a Includes any arrest for a sex offense as a juvenile or as an

adult.  Sex offenses included rape, involuntary deviate sexual

intercourse, sexual assault, indecent assault, indecent exposure, and

incest.

 

\b Includes all individuals who self-reported having committed a sex

offense, whether they were arrested for the offense or not.  Study

group members were asked to report on any initiation or occurrence of

sexual contact with children under the age of 12 and any sexual

contact with adolescents or adults when physical force, threats of

force, or the coercion of adult or supervisory authority was used to

achieve the sexual contact.

 

\c Includes all individuals who were arrested for a sex offense and

those who were not arrested but who self-reported sex offenses.

 

Source:  L.  M.  Williams et al., 1995.

 

The generalizability of these findings may be limited since the

sample of sexually abused boys (and the matched comparison group) is

neither a random sample nor a sample that is representative of the

general population of children at risk of such abuse.  Over 80

percent of the boys sampled were African-American, and a

disproportionate number of the men who were interviewed were from

poor families and had criminal records.  About one-third of the

interviewed men who were sexually abused as boys, and about one-fifth

of all of the men interviewed, were incarcerated at the time of

interview.

 

The Williams et al.  study is instructive in that it points to a

number of difficulties involved in conducting prospective studies of

the relationship between childhood victimization and adult offending.

These difficulties include (1) the need to determine whether members

of comparison groups were victims of sexual abuse, and (2) the need

to employ more than a single outcome measure of offending.  Of 15 men

who self-reported any sex offense, only 5 had an arrest record for a

sex offense; and of 14 men who had been arrested for a sex offense,

only 5 self-reported a sex-offending behavior.

 

--------------------

\11 On the cycle of sexual abuse, see C.  S.  Widom and M.  A.  Ames,

1994; C.  S.  Widom, 1995; and C.  S.  Widom, 1996.  On the cycle of

violence generally, see M.  G.  Maxfield and Cathy Spatz Widom, "The

Cycle of Violence:  Revisited Six Years Later," Archives of

Pediatrics and Adolescent Medicine (April, 1996); Cathy Spatz Widom,

The Cycle of Violence:  Research in Brief (Washington, D.C.:  U.S.

Department of Justice, National Institute of Justice, October 1992);

Cathy Spatz Widom, "Child Abuse, Neglect, and Adult Behavior:

Research Design and Findings on Criminality, Violence, and Child

Abuse," American Journal of Orthopsychiatry, Vol.  LIX (1989), pp.

355-367; Cathy Spatz Widom, "The Cycle of Violence," Science, Vol.

CCXLIV (1989), pp.  160-166; and Cathy Spatz Widom, "Does Violence

Beget Violence?:  A Critical Examination of the Literature,"

Psychological Bulletin, Vol.  CVI (1989), pp.  3-28.

 

\12 The study has relied on the official records of agencies that

handled these cases.  Detailed information about the abuse and/or

neglect incident and family composition and characteristics was

obtained from the files of the juvenile court and probation

department, the authority responsible for cases of abused, neglected,

or dependent and delinquent children.  The records of the sexual

abuse cases were obtained from the juvenile court and from the adult

criminal court of a metropolitan area in the Midwest.  If there was

evidence in the records that the charges of sexual abuse had been

investigated and found to be true, the case was coded as involving

sexual abuse.

 

\13 Some individuals in each of these groups experienced more than

one type of maltreatment.  Thus, the numbers add up to more than 908

individuals.

 

\14 C.  S.  Widom, 1996; C.  S.  Widom, personal communication.

 

\15 To strengthen the study, Widom is extending data collection in a

number of ways.  Future analyses will include participant self-report

data, which will allow corroboration of the results from official

arrest data and potentially provide more precise information on the

nature of the sex offenses committed (i.e., whether they involve

child or minor victims, etc.).

 

\16 We noted in footnote 15 that Widom is undertaking new analyses

that will make use of self-report data on commission of sex offenses

to supplement official arrest data.

 

\17 Abuse and/or neglect cases that are substantiated at the court

level may not be representative of all cases because over half of

child maltreatment reports are not substantiated by social services

investigators, and the vast majority of cases substantiated by local

or county departments of social services never reach the court level.

(See J.  Leiter, K.  A.  Myers, and M.  Zingraff, "Substantiated and

Unsubstantiated Cases of Child Maltreatment:  Do Their Consequences

Differ?" Social Work Research, Vol.  XVIII, No.  2 (June 1994), pp.

67-82; and M.  T.  Zingraff et al., "Child Maltreatment and Youthful

Problem Behavior," Criminology, Vol.  XXXI, No.  2 (May 1993), pp.

173-202.) In addition, Widom states that the cases included in her

study were processed before the child abuse reporting laws were

passed, and many cases of sexual abuse were not reported.  Some

researchers have suggested using all substantiated reports of abuse

and neglect (not just those that reach the court level), or including

unsubstantiated reports, in research on the consequences of abuse and

neglect.  However, Widom has warned that using unsubstantiated

reports might introduce bias because these reports leave open the

question of whether abuse or neglect actually occurred and are likely

to be biased toward the less serious end of the continuum.  (See C.S.

Widom, "Sampling Bias and Implications for Child Abuse Research,"

American Journal of Orthopsychiatry, Vol.  LVIII (1988), pp.

260-270.) Furthermore, if prospective studies find little support for

the cycle of sex abuse among the most severe cases--those that have

been substantiated at the court level--it is not likely that strong

support for such a relationship will be found using less severe

cases.

 

\18 L.  M.  Williams et al., 1995.

 

\19 The researchers checked official arrest records from the city's

juvenile court, its adult probation department, and the National

Criminal Information Center.  Sex offenses included rape, involuntary

deviate sexual intercourse, sexual assault, indecent assault,

indecent exposure, and incest.  It appears that arrest records were

examined for all members of the victim and comparison sample.

However, Williams et al.  only present arrest information for sample

members who were located and interviewed.

 

\20 In an effort to protect men who did not remember childhood abuse

that had occurred or might not want others to know about it, the

researchers did not reveal the fact of childhood victimization to men

who did not bring it up on their own.  Study group members were told

that they had been selected for a follow-up study of men who received

emergency room services in the hospital in the early 1970s.

 

   CONCLUSIONS

------------------------------------------------------------ Letter :5

 

A number of studies have been done on the cycle of sexual abuse, many

of which were reviewed in this report.  Most of the studies were

retrospective in design; that is, they began with a sample of known

sex offenders of children and sought to determine whether they were

sexually abused during childhood.  The chief limitation of the

retrospective studies is that studying a known group of sexual

offenders cannot provide any direct information about the extent to

which children who are sexually abused become sexual offender as

adults.  The two studies we reviewed that were prospective in design

attempted to overcome this limitation by identifying samples of

sexually victimized children and tracking them into adulthood to

determine how many became sex offenders.  These studies also had

limitations, which made it difficult to reach any definitive

conclusions about the cycle of sexual abuse.  However, in spite of

their limitations, overall, the retrospective studies, prospective

studies, and research reviews did indicate that the experience of

childhood sexual victimization is quite likely neither a necessary

nor a sufficient cause of adult sexual offending.  Further research

would be necessary to determine what kinds of experiences magnify the

likelihood that sexually victimized children will become adult sexual

offenders against children and, alternatively, what kinds of

experiences help prevent victimized children from becoming adult

sexual offenders against children.

 

---------------------------------------------------------- Letter :5.1

 

We are sending copies of this report to the Ranking Minority Member

of the House Subcommittee on Crime and the Chairman and Ranking

Minority Member of the Senate Committee on the Judiciary.  Copies

will also be made available to others upon request.

 

The major contributors to this report are listed in appendix II.

Please call me at (202) 512-8777 if you have any questions about this

report.

 

Sincerely yours,

 

Laurie E.  Ekstrand

Associate Director, Administration

 of Justice Issues

 

RETROSPECTIVE STUDIES OF ADULT SEX

OFFENDERS OF CHILDREN

=========================================================== Appendix I

 

                    Study                         Percent   Comparison                      Percent

Study               group(s)\a